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John Francis Deroche

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-09-06
  • WI RA
    APPROVED
    Since 2022-09-06

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Elm Grove WI 10/2021 Present
Foley & Lardner Milwaukee WI 06/2021 10/2021
Northwestern Mutual Milwaukee WI 05/2020 07/2020
Ozaukee Cc Mequon WI 05/2016 08/2020
Winkles Toys & Variety Whitefish Bay WI 06/2016 08/2018
Uw Madison Madison WI 09/2017 05/2021
Whitefish Bay High School Whitefish Bay WI 08/2013 06/2017
  • 10/2021 → Present
    Annex Wealth Management
    Elm Grove, WI
  • 06/2021 → 10/2021
    Foley & Lardner
    Milwaukee, WI
  • 05/2020 → 07/2020
    Northwestern Mutual
    Milwaukee, WI
  • 05/2016 → 08/2020
    Ozaukee Cc
    Mequon, WI
  • 06/2016 → 08/2018
    Winkles Toys & Variety
    Whitefish Bay, WI
  • 09/2017 → 05/2021
    Uw Madison
    Madison, WI
  • 08/2013 → 06/2017
    Whitefish Bay High School
    Whitefish Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-03
  • S65 Uniform Investment Adviser Law Examination
    2022-09-03
Other Names
  • Jack Deroche

View on SEC IAPD

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ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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