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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-04
WV RA APPROVED 2024-08-09
NC RA APPROVED 2022-03-24
PA RA APPROVED 2021-03-09
SC RA APPROVED 2021-03-09
NJ RA APPROVED 2020-07-17
  • FL RA
    APPROVED
    Since 2026-02-04
  • WV RA
    APPROVED
    Since 2024-08-09
  • NC RA
    APPROVED
    Since 2022-03-24
  • PA RA
    APPROVED
    Since 2021-03-09
  • SC RA
    APPROVED
    Since 2021-03-09
  • NJ RA
    APPROVED
    Since 2020-07-17

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

517 Stokes Rd, Medford, NJ 08055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Na Moorestown NJ 12/2019 Present
Td Bank Na Medford NJ 06/2016 12/2019
Td Private Client Wealth Llc Moorestown NJ 06/2020 Present
  • 12/2019 → Present
    Td Bank Na
    Moorestown, NJ
  • 06/2016 → 12/2019
    Td Bank Na
    Medford, NJ
  • 06/2020 → Present
    Moorestown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-03
S65 Uniform Investment Adviser Law Examination 2020-07-16
  • S63 Uniform Securities Agent State Law Examination
    2025-07-03
  • S65 Uniform Investment Adviser Law Examination
    2020-07-16

View on SEC IAPD

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