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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-04 |
| WV | RA | APPROVED | 2024-08-09 |
| NC | RA | APPROVED | 2022-03-24 |
| PA | RA | APPROVED | 2021-03-09 |
| SC | RA | APPROVED | 2021-03-09 |
| NJ | RA | APPROVED | 2020-07-17 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
517 Stokes Rd, Medford, NJ 08055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank Na | Moorestown | NJ | 12/2019 | Present |
| Td Bank Na | Medford | NJ | 06/2016 | 12/2019 |
| Td Private Client Wealth Llc | Moorestown | NJ | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2020-07-16 |
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