Jackson A Baum

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Capital Insurance & Financial Services, Inc.
  Raleigh, NC
• 02/2017 → 06/2017
  The Club At 12 Oaks
  Holly Springs, NC
• 04/2015 → 02/2017
  Homegrown Pizza
  Holly Springs, NC
• 06/2017 → 05/2018
  Randolph-Macon College
  Ashland, NC
• 08/2018 → 05/2021
  North Carolina State University
  Raleigh, NC
• 12/2021 → Present
  Lpl Financial Llc
  Raleigh, NC
• 08/2013 → 06/2017
  Holly Springs High School
  Holly Springs, NC
• 06/2020 → 12/2021
  Lpl Financial Llc
  Raleigh, NC

Other Businesses

1) 12/2021- Capital Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Raleigh, NC 2) 12/2021- Capital Insurance & Financial Services, Inc.- Non-Variable Insurance- Customer Service & Sales- inv. related- Raleigh, NC - start date 6/2018- 60hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2022-04-01