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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-04-25 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gonzaga University | Spokane | WA | 08/2016 | 05/2021 |
| Suncadia Resort | Cle Elum | WA | 05/2017 | 08/2017 |
| Suncadia Resort | Cle Elum | WA | 05/2018 | 08/2018 |
| Suncadia Resort | Cle Elum | WA | 05/2019 | 08/2019 |
| Massmutual Northwest | Spokane | WA | 05/2020 | 08/2020 |
| Tumble Creek Golf Club | Cle Elum | WA | 05/2021 | 09/2021 |
| Wedbush Securities | Seattle | WA | 10/2021 | Present |
Nautics Wealth Management; Investment-Related; Seattle, WA; DBA used for securities business done through Wedbush Securities; Junior Financial Advisor; Start: 08/2023; About 40 hours a week are devoted and about 160-250 hours a month are devoted to this activity during business hours; Wealth Management, DBA for Wedbush Securities business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-11 |
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