Matthew John Farrell

Current Employers

Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-05-14
TX	RA	APPROVED_RES	2021-05-13

CT RA
APPROVED

Since 2021-05-14
TX RA
APPROVED_RES

Since 2021-05-13

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Stonington, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref	Boulder	CO	06/2014	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Boulder	CO	06/2014	Present
Facet Wealth	Baltimore	MD	05/2021	Present

06/2014 → 11/2020

Tiaa-Cref

Boulder, CO
06/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Boulder, CO
05/2021 → Present

Facet Wealth

Baltimore, MD

Previous Registrations

2014-06-25 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Boulder, CO
2007-09-25 → 2014-06-04

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-24
S63	Uniform Securities Agent State Law Examination	2005-02-07

S66 Uniform Combined State Law Examination

2007-09-24
S63 Uniform Securities Agent State Law Examination

2005-02-07

Designations

View on SEC IAPD

Current Employers

Facet

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews