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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rumsey Consulting Engineering Incorporated | Biloxi | MS | 08/2013 | 08/2021 |
| Bancorpsouth Bank | Ocean Springs | MS | 05/2019 | 08/2019 |
| Northwestern Mutual Life Insurance Company | Gulfport | MS | 05/2020 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Gulfport | MS | 05/2020 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | Baton Rouge | LA | 08/2021 | 10/2022 |
| J.P. Morgan Securities Llc | Baton Rouge | LA | 08/2021 | 10/2022 |
| Strange Brew Coffeehouse | Starkville | MS | 05/2018 | 09/2018 |
| Mississippi State University | Starkville | MS | 08/2015 | 05/2020 |
| Cadence Bank | Gulfport | MS | 10/2022 | Present |
| Lpl Financial Llc | Gulfport | MS | 11/2022 | Present |
1) 11/02/2022 - Cadence Investment Services - Investment related - DBA for LPL Business (entity for LPL business) - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-14 |
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