Thomas Eugene Wall

Employer firm

Uwharrie Investment Advisors, Inc. CRD 117592

$338M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 06/2025
  Ally Invest Securities Llc
  Charlotte, NC
• 08/2015 → 02/2020
  State Employees Credit Union
  Locust, NC
• 03/2020 → 06/2020
  Unemployed
  Norwood, NC
• 06/2022 → 06/2025
  Ally Invest Advisors
  Charlotte, NC
• 06/2025 → 10/2025
  Unemployed
  Oakboro, NC
• 10/2025 → Present
  Uwharrie Investment Advisors
  Albemarle, NC
• 11/2025 → Present
  Private Client Services
  Albemarle, NC

Previous Registrations

• 2022-06-14 → 2025-06-09
  Ally Invest Advisors
  Charlotte, NC

Other Businesses

Uwharrie Investment Advisors. 132 N First St. PO Box 1517, Albemarle, NC 28002. Registered Investment Advisor business. Financial Advisor. Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-13
• S63 Uniform Securities Agent State Law Examination
  2021-05-07