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Grace Mary Doern

Ubs Financial Services Inc.

New York, NY

CRD 7258847

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-17
NJ RA APPROVED 2021-10-13
  • NY RA
    APPROVED
    Since 2025-04-17
  • NJ RA
    APPROVED
    Since 2021-10-13

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kpmg New York NY 06/2019 08/2019
Ubs Financial Services Inc. New York NY 07/2020 08/2020
Ubs Financial Services Inc. New York NY 08/2021 Present
School Of The Holy Child Rye NY 09/2009 05/2017
Larchmont Shore Club Larchmont NY 06/2017 08/2017
Larchmont Shore Club Larchmont NY 06/2018 08/2018
College Of The Holy Cross Worcester MA 09/2017 05/2021
  • 06/2019 → 08/2019
    Kpmg
    New York, NY
  • 07/2020 → 08/2020
    Ubs Financial Services Inc.
    New York, NY
  • 08/2021 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 09/2009 → 05/2017
    School Of The Holy Child
    Rye, NY
  • 06/2017 → 08/2017
    Larchmont Shore Club
    Larchmont, NY
  • 06/2018 → 08/2018
    Larchmont Shore Club
    Larchmont, NY
  • 09/2017 → 05/2021
    College Of The Holy Cross
    Worcester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-12
  • S66 Uniform Combined State Law Examination
    2021-10-12

View on SEC IAPD

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