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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2018-03-29
CT RA APPROVED 2017-12-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2018-03-29
  • CT RA
    APPROVED
    Since 2017-12-05

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paulson Investment Company, Llc New York NY 10/2016 10/2017
Unemployed Brooklyn NY 07/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2017 Present
Bank Of America, N.A. New York NY 12/2017 Present
Previous Registrations
  • 2014-11-21 → 2016-04-14
    Miami Beach, FL
    San Francisco, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 2012-09-05
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2012-09-05
Other Names
  • Robert John Bostelman

View on SEC IAPD

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