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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED | 2024-10-11 |
Branch Locations
390 Madison Ave, Floors 31 & 32, New York, NY 10017 • United States
270 Park Avenue 43Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 06/2022 | Present |
| Morgan Stanley | Baltimore | MD | 06/2020 | 08/2020 |
| Unemployed | Philadelphia | PA | 09/2017 | 12/2019 |
| University Of Pennsylvania | Philadelphia | PA | 01/2020 | 05/2020 |
| Jpmorgan Securities Llc | New York | NY | 06/2021 | 08/2021 |
| Summer Shack (Poulet) | Baltimore | MD | 06/2017 | 08/2017 |
| Unemployed | Baltimore | MD | 09/2016 | 05/2017 |
| University Of Pennsylvania | Philadelphia | PA | 09/2020 | 05/2021 |
| University Of Pennsylvania | Philadelphia | PA | 09/2021 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-05 |
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