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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-27 |
Branch Locations
811 Fm 1959 Suite 100, Houston, TX 77034 • United States
25814 Budde Road, Spring, TX 77380 • United States
2717 Commercial Center Blvd, Katy, TX 77494 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
11200 Broadway St Suite 2743, Pearland, TX 77584 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Louisiana State University | Baton Rouge | LA | 08/2016 | 05/2020 |
| Tiger Athletic Foundation | Baton Rouge | LA | 05/2018 | 03/2019 |
| South Gateway Tire | Shreveport | LA | 05/2017 | 08/2017 |
| Shows, Cali, And Walsh Lpp | Baton Rouge | LA | 01/2017 | 02/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2020 | 02/2022 |
| 49 Financial | Austin | TX | 06/2020 | 02/2022 |
| Fidelity Investments | Houston | TX | 03/2022 | 12/2022 |
| Ae Wealth Management, Llc | Topeka | KS | 04/2023 | 06/2023 |
| Impact Partners Financial | Houston | TX | 01/2023 | Present |
| Foundations Investment Advisors, Llc | Houston | TX | 06/2023 | Present |
1) IMPACT PARTNERS FINANCIAL, LLC; INVESTMENT RELATED; 811 FM 1959 SUITE 100, HOUSTON, TX 77034; WEALTH ADVISOR/INSURANCE AGENT; INSURANCE SALES, NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; START DATE 01/2023; 10-20 HRS/MONTH DEVOTED TO OTHER BUSINESS; 10-20 HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; PROVIDES LIFE INSURANCE/ANNUITIES OPTIONS TO CLIENTS; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION,DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-14 |
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