Best Investors Account Sign in
Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-27
  • TX RA
    APPROVED
    Since 2023-06-27

Branch Locations

811 Fm 1959 Suite 100, Houston, TX 77034 • United States

25814 Budde Road, Spring, TX 77380 • United States

2717 Commercial Center Blvd, Katy, TX 77494 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

11200 Broadway St Suite 2743, Pearland, TX 77584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louisiana State University Baton Rouge LA 08/2016 05/2020
Tiger Athletic Foundation Baton Rouge LA 05/2018 03/2019
South Gateway Tire Shreveport LA 05/2017 08/2017
Shows, Cali, And Walsh Lpp Baton Rouge LA 01/2017 02/2018
Purshe Kaplan Sterling Investments Albany NY 06/2020 02/2022
49 Financial Austin TX 06/2020 02/2022
Fidelity Investments Houston TX 03/2022 12/2022
Ae Wealth Management, Llc Topeka KS 04/2023 06/2023
Impact Partners Financial Houston TX 01/2023 Present
Foundations Investment Advisors, Llc Houston TX 06/2023 Present
  • 08/2016 → 05/2020
    Louisiana State University
    Baton Rouge, LA
  • 05/2018 → 03/2019
    Tiger Athletic Foundation
    Baton Rouge, LA
  • 05/2017 → 08/2017
    South Gateway Tire
    Shreveport, LA
  • 01/2017 → 02/2018
    Shows, Cali, And Walsh Lpp
    Baton Rouge, LA
  • 06/2020 → 02/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 02/2022
    49 Financial
    Austin, TX
  • 03/2022 → 12/2022
    Fidelity Investments
    Houston, TX
  • 04/2023 → 06/2023
    Topeka, KS
  • 01/2023 → Present
    Impact Partners Financial
    Houston, TX
  • 06/2023 → Present
    Houston, TX
Previous Registrations
Other Businesses

1) IMPACT PARTNERS FINANCIAL, LLC; INVESTMENT RELATED; 811 FM 1959 SUITE 100, HOUSTON, TX 77034; WEALTH ADVISOR/INSURANCE AGENT; INSURANCE SALES, NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; START DATE 01/2023; 10-20 HRS/MONTH DEVOTED TO OTHER BUSINESS; 10-20 HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; PROVIDES LIFE INSURANCE/ANNUITIES OPTIONS TO CLIENTS; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION,DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-03
S63 Uniform Securities Agent State Law Examination 2020-03-14
  • S65 Uniform Investment Adviser Law Examination
    2023-03-03
  • S63 Uniform Securities Agent State Law Examination
    2020-03-14
Other Names
  • Wyatt Herron Broome

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor