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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
NM RA APPROVED 2023-11-02
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • NM RA
    APPROVED
    Since 2023-11-02

Branch Locations

6100 Seagull St Ste B-208, Albuquerque, NM 87109 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2021 03/2023
Texas Roadhouse Albuquerque NM 02/2017 06/2017
University Of New Mexico Albuquerque NM 08/2017 05/2021
Volcano Vista High School Albuquerque NM 08/2013 05/2017
Unemployed Albuquerque NM 04/2023 10/2023
Cetera Wealth Services, Llc El Segundo CA 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 06/2021 → 03/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2017 → 06/2017
    Texas Roadhouse
    Albuquerque, NM
  • 08/2017 → 05/2021
    University Of New Mexico
    Albuquerque, NM
  • 08/2013 → 05/2017
    Volcano Vista High School
    Albuquerque, NM
  • 04/2023 → 10/2023
    Unemployed
    Albuquerque, NM
  • 10/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FANNING FINANCIAL LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING, INVESTMENT OPTIONS, RETIREMENT PLANNING SERVICES, AND INSURANCE PRODUCTS; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: OFFER CLIENTS FINANCIAL PLANNING, INVESTMENT OPTIONS, RETIREMENT PLANNING SERVICES, AND INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY, INVESTMENT RELATED: NO, ADDRESS: 6708 AZUELO AVE, ALBUQUERQUE, NM 87120. NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2025 , POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK:2 , NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT FROM THE TENANTS, FOLLOW UP ON ANY ITEMS THAT NEED MAINTANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-26
S63 Uniform Securities Agent State Law Examination 2021-07-30
  • S66 Uniform Combined State Law Examination
    2023-10-26
  • S63 Uniform Securities Agent State Law Examination
    2021-07-30
Other Names
  • Matt Jones
  • Matthew Jones

View on SEC IAPD

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