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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-07-23
  • IA RA
    APPROVED
    Since 2024-07-23

Branch Locations

1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc West Des Moines IA 11/2020 Present
Target West Des Moines IA 01/2018 09/2018
Glen Oaks Country Club West Des Moines IA 05/2019 08/2019
Student West Des Moines IA 01/2013 01/2018
Student West Des Moines IA 10/2018 04/2019
Student West Des Moines IA 09/2019 10/2020
  • 11/2020 → Present
    West Des Moines, IA
  • 01/2018 → 09/2018
    Target
    West Des Moines, IA
  • 05/2019 → 08/2019
    Glen Oaks Country Club
    West Des Moines, IA
  • 01/2013 → 01/2018
    Student
    West Des Moines, IA
  • 10/2018 → 04/2019
    Student
    West Des Moines, IA
  • 09/2019 → 10/2020
    Student
    West Des Moines, IA
Other Businesses

Outside Employment; The FISH20 Group, LLC; Associate Financial Advisor; Manage advisory business; 530 2nd Street , , Webster City, IA, 50595; Investment-Related; 08/14/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-19
S63 Uniform Securities Agent State Law Examination 2024-05-13
  • S65 Uniform Investment Adviser Law Examination
    2024-07-19
  • S63 Uniform Securities Agent State Law Examination
    2024-05-13
Other Names
  • Max Marshall

View on SEC IAPD

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