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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3500 Hwy 190, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mandeville LA 10/2012 Present
Caballero Casting Mandeville LA 01/2018 03/2018
Previous Registrations
  • 2007-03-23 → 2012-10-01
    Chase Investment Services Corp.
    New Orleans, LA
    Mandeville, LA
    Mandeville, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
S63 Uniform Securities Agent State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    2005-08-18
Designations
Other Names
  • Paul Numa Avegno

View on SEC IAPD

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