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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-17
IA RA APPROVED 2020-12-02
  • TX RA
    APPROVED
    Since 2022-10-17
  • IA RA
    APPROVED
    Since 2020-12-02

Branch Locations

4201 Westown Pkwy Ste 350, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co West Des Moines IA 10/2020 Present
Principal Securities Inc West Des Moines IA 10/2020 Present
Oliver & Herbert West Des Moines IA 05/2020 10/2020
Syngenta Slater IA 01/2020 05/2020
Principal Financial Group Des Moines IA 01/2019 08/2019
Workiva Ames IA 05/2018 12/2018
Golf Usa Ames IA 10/2016 05/2018
Dutchman Painters Story City IA 05/2016 10/2016
Unemployed Ames IA 08/2019 01/2020
  • 10/2020 → Present
    Principal Life Insurance Co
    West Des Moines, IA
  • 10/2020 → Present
    West Des Moines, IA
  • 05/2020 → 10/2020
    Oliver & Herbert
    West Des Moines, IA
  • 01/2020 → 05/2020
    Syngenta
    Slater, IA
  • 01/2019 → 08/2019
    Principal Financial Group
    Des Moines, IA
  • 05/2018 → 12/2018
    Workiva
    Ames, IA
  • 10/2016 → 05/2018
    Golf Usa
    Ames, IA
  • 05/2016 → 10/2016
    Dutchman Painters
    Story City, IA
  • 08/2019 → 01/2020
    Unemployed
    Ames, IA
Other Businesses

***Fixed Insurance; Investment Related; West Des Moines, IA; Agent; Fixed Life, DI, Medical, LTC, Group, Dental, Vision, Health; Start Date: 01/04/2021; 5 hrs per month; 5 during trading hours.***Referee; Not Investment Related; Ankeny, IA; Referee; Referee for basketball tournaments; Start Date: 01/14/2021; 4 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30
Other Names
  • John Barclay

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