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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-16
NV RA APPROVED 2020-10-05
  • TX RA
    APPROVED_RES
    Since 2021-11-16
  • NV RA
    APPROVED
    Since 2020-10-05

Branch Locations

1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Las Vegas NV 10/2004 06/2017
Wells Fargo Advisors Llc Las Vegas NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 06/2017
Bny Mellon Las Vegas NV 06/2017 12/2019
Mbsc Securities Corporation Pittsburgh PA 03/2019 12/2019
Massmutual Life Insurance Company Las Vegas NV 09/2020 Present
Mml Investors Services, Llc Las Vegas NV 09/2020 Present
Unemployed Las Vegas NV 12/2019 09/2020
  • 10/2004 → 06/2017
    Wells Fargo Bank
    Las Vegas, NV
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Las Vegas, NV
  • 11/2016 → 06/2017
    Las Vegas, NV
  • 06/2017 → 12/2019
    Bny Mellon
    Las Vegas, NV
  • 03/2019 → 12/2019
    Mbsc Securities Corporation
    Pittsburgh, PA
  • 09/2020 → Present
    Massmutual Life Insurance Company
    Las Vegas, NV
  • 09/2020 → Present
    Las Vegas, NV
  • 12/2019 → 09/2020
    Unemployed
    Las Vegas, NV
Previous Registrations
  • 2019-04-22 → 2019-12-20
    Las Vegas, NV
    Pittsburgh, PA
    Las Vegas, NV
  • 2011-01-03 → 2017-06-26
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Minneapolis, MN
    Las Vegas, NV
    Minneapolis, MN
  • 2005-08-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

NAME: ANIT-DEFAMATION LEAGUE(ADL) INV REL: N ADD: 8985 S EASTERN AVE 370 LAS VEGAS NV 89123 POSITION: BOARD MEMBER START DATE: 12/01/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING0 (2) NAME: DOUGLAS GOLD INV REL: Y ADD: RESIDENTIAL ADD NATURE: LIFE, DI, LTX, FIXED ANNUTITIES, HEALTH INSURANCE POSITION: AGENT START DATE: 10/16/2006 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: JEWISH FAMILY SERVICES AGENCY INV REL: N ADD: 5851 W CHARLESTON BLVD LAS VEGAS NV 89146 NATURE: SOCIAL SERVICES POSITION: CO-CHAIR START DATE: 01/01/2025 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DUTIES: PARTICIPATE IN ORGANIZATION OF EVENTS, MEETINGS AND GENERAL SUPPORT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2005-08-18
Other Names
  • Doug Gold

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