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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-16 |
| NV | RA | APPROVED | 2020-10-05 |
Branch Locations
1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Las Vegas | NV | 10/2004 | 06/2017 |
| Wells Fargo Advisors Llc | Las Vegas | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | 06/2017 |
| Bny Mellon | Las Vegas | NV | 06/2017 | 12/2019 |
| Mbsc Securities Corporation | Pittsburgh | PA | 03/2019 | 12/2019 |
| Massmutual Life Insurance Company | Las Vegas | NV | 09/2020 | Present |
| Mml Investors Services, Llc | Las Vegas | NV | 09/2020 | Present |
| Unemployed | Las Vegas | NV | 12/2019 | 09/2020 |
NAME: ANIT-DEFAMATION LEAGUE(ADL) INV REL: N ADD: 8985 S EASTERN AVE 370 LAS VEGAS NV 89123 POSITION: BOARD MEMBER START DATE: 12/01/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING0 (2) NAME: DOUGLAS GOLD INV REL: Y ADD: RESIDENTIAL ADD NATURE: LIFE, DI, LTX, FIXED ANNUTITIES, HEALTH INSURANCE POSITION: AGENT START DATE: 10/16/2006 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: JEWISH FAMILY SERVICES AGENCY INV REL: N ADD: 5851 W CHARLESTON BLVD LAS VEGAS NV 89146 NATURE: SOCIAL SERVICES POSITION: CO-CHAIR START DATE: 01/01/2025 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DUTIES: PARTICIPATE IN ORGANIZATION OF EVENTS, MEETINGS AND GENERAL SUPPORT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-18 |
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