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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-18
  • TN RA
    APPROVED
    Since 2025-07-18

Branch Locations

1011 East Central Ave, Lafollette, TN 37766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Center For Sight Knoxville TN 12/2015 02/2020
Vipkid Hk Limited Knoxville TN 06/2019 06/2020
New York Life Insurance Co Knoxville TN 05/2020 05/2022
Nylife Securities Llc Knoxville TN 08/2020 05/2022
Y-12 Federal Credit Union Oak Ridge TN 05/2022 Present
Cetera Investment Services Llc Saint Cloud MN 05/2022 Present
Cetera Investment Advisers Llc Lafollette TN 07/2025 Present
  • 12/2015 → 02/2020
    Center For Sight
    Knoxville, TN
  • 06/2019 → 06/2020
    Vipkid Hk Limited
    Knoxville, TN
  • 05/2020 → 05/2022
    New York Life Insurance Co
    Knoxville, TN
  • 08/2020 → 05/2022
    Nylife Securities Llc
    Knoxville, TN
  • 05/2022 → Present
    Y-12 Federal Credit Union
    Oak Ridge, TN
  • 05/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2025 → Present
    Lafollette, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-17
S63 Uniform Securities Agent State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2025-07-17
  • S63 Uniform Securities Agent State Law Examination
    2020-10-30
Other Names
  • Erica T Keith

View on SEC IAPD

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