Homer Allen Braden

Current Employers

Employment History

• 05/2011 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 01/2024
  Woodbury Financial Services Inc
  Sun Prairie, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Sun Prairie, WI

Previous Registrations

• 2022-09-07 → 2024-01-19
  Woodbury Financial Services, Inc.
  Sun Prairie, WI
  Sun Prairie, WI
  Naples, FL
• 2020-11-12 → 2022-09-08
  Cetera Investment Advisers Llc
  Sun Prairie, WI
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Sun Prairie, WI
  Sun Prairie, WI
• 2011-05-17 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Sun Prairie, WI
• 2003-06-05 → 2011-05-19
  Harbour Investments, Inc.
  Sun Prairie, WI
  Waterloo, WI
  Sun Prairie, WI
  Sun Prairie, WI

Other Businesses

1) LEGACY INVESTMENTS & INSURANCE SERVICES, INC. - DBA POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/29/2006 ADDRESS: 5315 Wall Street, Suite 280, Madison WI 53718, United States DESCRIPTION: The purpose of this OBA is to disclose my DBA, Legacy Investments & Insurance Services, Inc., and my related securities, investment advisory services, and my fixed insurance sales business. 2) Homer Braden Fixed Insurance Producer POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2026 ADDRESS: 5315 Wall Street, Suite 280, Madison WI 53718, United States DESCRIPTION: I offer and sell to my clients various fixed insurance products. 3)FEUCHT FINANCIAL GROUP, LLC - DBA POSITION: Investment Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/02/2024 ADDRESS: 5315 Wall Street, Suite 280, Madison WI 53718, United States DESCRIPTION: The purpose of this OBA is to disclose my DBA, Feucht Financial Group, LLC and my related securities, investment advisory services, and my fixed insurance sales business.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-29
• S63 Uniform Securities Agent State Law Examination
  2001-02-15