Federico De La Garza Gonzalez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 04/2020 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 01/2013 → 04/2020
  Hencorp Becstone Capital
  Austin, TX
• 03/2015 → Present
  Wf Trading Llc
  Austin, TX
• 05/2020 → Present
  Fdlg Corp, Llc
  Austin, TX

Other Businesses

Entity Name: FDLG Corp, LLC Investment related: Yes Address: Austin TX 78746 Nature of the other business: Real estate lease Position/Title/Relationship: Owner Start Date: 11-May-2020 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: review statements, leases, pay bills Entity Name: WF Trading LLC Investment related: No Address: Austin TX 78746 Nature of the other business: None, entity is NOT active Position/Title/Relationship: Partial Owner Start Date: 03-Mar-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None Company Name: FW trading LLC Address:2800 Waymaker Way #1 Austin TX 78746 Nature of the Business: None -- company is not operative, does not have TIN Position: Shareholder Start date:06/2015 Hours per month: None During trading hours: None Duties: None Investment Related: NO

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-28
• S63 Uniform Securities Agent State Law Examination
  2020-07-30

Other Names

• Federico De La Garza Gonzalez
• Federico Francisco De La Garza Gonzalez