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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Lubbock | TX | 05/2020 | Present |
| Mass Mutual/ Pfg Advisors | Lubbock | TX | 06/2020 | Present |
| Diamond L Ranch | Throckmorton | TX | 06/2019 | 08/2019 |
| Harding University | Searcy | AR | 08/2019 | 06/2020 |
| Harding University | Searcy | AR | 08/2015 | 06/2019 |
(1) NAME: PITANIELLO PRIVATE WEALTH INV REL: Y ADD: 8721 MILWAUKEE AVE, LUBBOCK TX 79424 NATURE: CONSULTING POSITION: CONSULTANT START DATE: 05/23/2025 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 8. DESCRIBE DUTIES: EDUCATING HIGH NET WORTH INDIVIDUALS ON THE UNIQUE CHALLENGES THEY FACE BECAUSE OF THEIR HIGH NETWORTH SITUATION. (2) NAME: PFG ADVISORS INV REL: Y ADD: 8721 MILWAUKEE AVE, LUBBOCK TX 79424 NATURE: DBA FOR MASS MUTUAL /MMLIS BUSINESS POSITION: ADVISOR/AGENT START DATE: 01/07/2021 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 140. DESCRIBE DUTIES: DBA FOR MASS MUTUAL/MMLIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-30 |
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