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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-10-02 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
14217 Dayton Circle Suite 3, Omaha, NE 68137 • United States
14217 Dayton Circle Suite 3, Omaha, NE 68137 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services | Omaha | NE | 04/2007 | 09/2023 |
| Vintage Financial Group | Omaha | NE | 04/2007 | Present |
| Lpl Financial Llc | Omaha | NE | 09/2023 | Present |
1) 08/04/2023 - Vintage Financial Group. LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 08/04/2023 - RICKETTS EXECUTIVE PLANNING, INC - Business Entity For Tax/Investment Purposes Only - co-owner - NE 68137 - Non investment related - 10 Hours per month - Start date: 02/01/2008. 3) 08/04/2023 - HOLD LOOSELY LIVE FREELY - AUTHOR/CREATOR - NE. 68022 - Non investment related - 2 Hours per month - Start date: 01/01/2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-28 |
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