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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
NJ RA APPROVED 2019-05-16
  • NY RA
    APPROVED
    Since 2021-05-26
  • NJ RA
    APPROVED
    Since 2019-05-16

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noblebridge Wealth Management, Llc Montclair NJ 07/2017 04/2019
Self Employed Jersey City NJ 08/2015 07/2017
Stifel Nicolaus & Co Inc New York NY 04/2019 Present
  • 07/2017 → 04/2019
    Noblebridge Wealth Management, Llc
    Montclair, NJ
  • 08/2015 → 07/2017
    Self Employed
    Jersey City, NJ
  • 04/2019 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-12-07
S65 Uniform Investment Adviser Law Examination 1999-02-18
  • S63 Uniform Securities Agent State Law Examination
    2017-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-02-18
Other Names
  • Kurt Matthew Muller

View on SEC IAPD

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