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Justin M Whorley

LPl Financial LLC

Roanoke, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-10-24
  • VA RA
    APPROVED
    Since 2024-10-24

Branch Locations

3119 Chaparral Drive, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2020 03/2022
Northwestern Mutual Investment Services Llc Roanoke VA 08/2020 03/2022
Armed Foces Ocenside CA 09/2012 09/2020
Endocrinology Assoc. Roanoke VA 03/2022 12/2022
First Citizens Bank Vinton VA 01/2023 03/2023
Beacon Wealth Consultants Roanoke VA 03/2023 05/2023
Valley Wealth Group Roanoke VA 06/2023 Present
Lpl Financial Roanoke VA 06/2023 Present
Blue Eagle Credit Union Roanoke VA 06/2023 Present
  • 09/2020 → 03/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2020 → 03/2022
    Northwestern Mutual Investment Services Llc
    Roanoke, VA
  • 09/2012 → 09/2020
    Armed Foces
    Ocenside, CA
  • 03/2022 → 12/2022
    Endocrinology Assoc.
    Roanoke, VA
  • 01/2023 → 03/2023
    First Citizens Bank
    Vinton, VA
  • 03/2023 → 05/2023
    Beacon Wealth Consultants
    Roanoke, VA
  • 06/2023 → Present
    Valley Wealth Group
    Roanoke, VA
  • 06/2023 → Present
    Lpl Financial
    Roanoke, VA
  • 06/2023 → Present
    Blue Eagle Credit Union
    Roanoke, VA
Other Businesses

1)10/23/2023 - VALLEY WEALTH GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-11
S65 Uniform Investment Adviser Law Examination 2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2023-12-11
  • S65 Uniform Investment Adviser Law Examination
    2023-05-08
Other Names
  • Justin Whorley
  • Justin M Whorley
  • Justin Mitchell Whorley

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Roanoke, VA

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