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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-22 |
Branch Locations
100 Med Tech Pkwy Fl 2, Johnson City, TN 37604 • United States
301 E Center Street, Kingsport, TN 37660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Johnson City | TN | 05/2020 | 07/2025 |
| Empire Distributors Of Tennessee | Knoxville | TN | 01/2018 | 05/2020 |
| Athens Distributing Of Knoxville | Knoxville | TN | 07/2017 | 01/2018 |
| Stirfry Group | Johnson City | TN | 01/2015 | 07/2017 |
| Lpl Financial Llc | Johnson City | TN | 09/2025 | Present |
| Bank Of Tennessee | Johnson City | TN | 09/2025 | Present |
1. 09/2025- Pure Couture LLC- Business Owner - Salon- Non Inv Rel- Johnson City, TN 37615- 10 Hrs Per Mnth- 1 Hr During Trading- Start Date 09/02/2025 2. 09/2025- Wealth Management A Division of Bank of Tennessee- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 09/2025- Elio Day LLC- Business Owner - Short-term rental- Non Inv Rel- Abingdon VA 24210- 5 Hrs Per Mnth- 1 Hr During Trading- Start Date 05/01/2024 4. 09/2025- Elio Day LLC- Real Estate Rental- Inv Rel- Abingdon VA 24210- 5 Hrs Per Mnth- 1 Hr During Trading- Start Date 05/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-11 |
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