Thomas Marshall

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-05
SC	RA	APPROVED	2024-06-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2021	04/2024
University Of South Carolina	Columbia	SC	08/2016	12/2020
Modern Turf Inc.	Rembert	SC	06/2015	07/2021
Answer Carolina	Columbia	SC	02/2018	06/2018
Michael Oana Retirement Planning Specialists	Columiba	SC	03/2020	08/2020
Camden Landscaping	Camden	SC	06/2012	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	SC	06/2024	Present
Bank Of America, N.A.	Columbia	SC	07/2024	Present

07/2021 → 04/2024

The Vanguard Group, Inc.

Charlotte, NC
08/2016 → 12/2020

University Of South Carolina

Columbia, SC
06/2015 → 07/2021

Modern Turf Inc.

Rembert, SC
02/2018 → 06/2018

Answer Carolina

Columbia, SC
03/2020 → 08/2020

Michael Oana Retirement Planning Specialists

Columiba, SC
06/2012 → 04/2021

Camden Landscaping

Camden, SC
06/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC
07/2024 → Present

Bank Of America, N.A.

Columbia, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-18
S63	Uniform Securities Agent State Law Examination	2021-09-10

Other Firms