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Robin Lam

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-09-14
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-09-14

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 04/2020 Present
Pnc Financial Services Pittsburgh PA 05/2019 08/2019
Full-Time Education (Undergrad, Grad) Atlanta GA 08/2014 12/2019
Unemployed New York NY 12/2019 04/2020
  • 04/2020 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 05/2019 → 08/2019
    Pnc Financial Services
    Pittsburgh, PA
  • 08/2014 → 12/2019
    Full-Time Education (Undergrad, Grad)
    Atlanta, GA
  • 12/2019 → 04/2020
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-12
  • S66 Uniform Combined State Law Examination
    2020-09-12

View on SEC IAPD

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