Cole Yamakawa

Current Employers

Employment History

• 05/2017 → 03/2020
  J. Uno & Associates, Inc.
  Honolulu, HI
• 06/2013 → 06/2018
  College Education (University Of Hawaii At Manoa)
  Honolulu, HI
• 04/2020 → 06/2020
  Unemployed
  Honolulu, HI
• 06/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2020 → 06/2020
  Hawaii Financial Advisors, Inc.
  Honolulu, HI
• 08/2020 → 05/2021
  Summit Financial Group
  Boca Raton, FL
• 08/2020 → 08/2021
  Maru Sushi
  Honolulu, ID
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2021 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2026 → Present
  40 Line Wealth, Llc
  El Segundo, CA

Previous Registrations

• 2020-08-12 → 2021-05-20
  Summit Financial Group Inc
  Honolulu, HI

Other Businesses

(1) NAME OF OTHER BUSINESS: HAWAII FINANCIAL ADVISORS, INC. ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES PROVIDED THROUGH CETERA ; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 09/2021 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE SALES ; (3) NAME OF OTHER BUSINESS: 40 Line Wealth LLC; INVESTMENT RELATED: No; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 06/29/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT

Exams

• S66 Uniform Combined State Law Examination
  2020-07-30

Designations

Other Names

• Cole Tadashi Yamakawa