Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-07 |
Branch Locations
3570 Carmel Mountain Road, Ste 150, San Diego, CA 92130 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwestern College | Chula Vista | CA | 08/2015 | 06/2017 |
| University Of California San Diego | La Jolla | CA | 10/2017 | 04/2019 |
| Phoenix Ltd. | San Diego | CA | 04/2016 | 02/2018 |
| Snooze An A.M. Eatery | San Diego | CA | 09/2017 | 12/2019 |
| Sweetwater Union High School District | Chula Vista | CA | 11/2019 | 04/2020 |
| Unemployed | Chula Vista | CA | 04/2020 | 08/2020 |
| Lpl Financial Llc | San Diego | CA | 04/2020 | 09/2022 |
| Haug Wealth Management | San Diego | CA | 08/2020 | 09/2022 |
| Kestra Investment Services Inc | San Diego | CA | 09/2022 | Present |
| Kestra Private Wealth Services | San Diego | CA | 09/2022 | Present |
Name: CALIFORNIA WEALTH TRANSITIONS POSITION: Advisor NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/06/2022 ADDRESS: 3570 Carmel Mountain Road, Suite 150, San Diego CA 92130, United States DESCRIPTION: 1) Advising: Per "Service Advisor Role Description" 2) Handle Firm Trading 3) Maintain and Input Firm Models 4) Planning: Be responsible for eMoney planning for the firm (best practices/training)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
Reach out to this advisor