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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-05
  • TX RA
    APPROVED
    Since 2020-08-05

Branch Locations

3700 Buffalo Speedway, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2020 Present
Walzel Properties Houston TX 04/2017 04/2020
Nguyen And Chen Law Firm Houston TX 05/2016 04/2017
Bank Of America N.A. Houston TX 06/2020 Present
Other Businesses

I*: 2575368 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Houston, TX 77096 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 7/1/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-03
  • S66 Uniform Combined State Law Examination
    2020-08-03
Other Names
  • Arcy Wang

View on SEC IAPD

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