Allen Jeffery Rand

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	04/2020	04/2021
Baylor University	Waco	TX	08/2015	08/2019
Prodive International	Playa Del Carmen, Quintana Roo		09/2019	12/2019
Unemployed	Houston	TX	01/2020	03/2020
Park Hyatt Beaver Creek	Beaver Creek	CO	12/2017	01/2018
Park Hyatt Beaver Creek	Beaver Creek	CO	12/2018	01/2019
Camp Ozark	Mt. Ida	AR	05/2017	08/2017
Camp Ozark	Mt. Ida	AR	05/2018	08/2018
Bank Of America N.A.	Houston	TX	07/2020	04/2021
Wells Fargo Clearing Services, Llc	Longview	TX	04/2021	06/2023
Wells Fargo Advisors Financial Network, Llc	Longview	TX	06/2023	Present

04/2020 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
08/2015 → 08/2019

Baylor University

Waco, TX
09/2019 → 12/2019

Prodive International

Playa Del Carmen, Quintana Roo
01/2020 → 03/2020

Unemployed

Houston, TX
12/2017 → 01/2018

Park Hyatt Beaver Creek

Beaver Creek, CO
12/2018 → 01/2019

Park Hyatt Beaver Creek

Beaver Creek, CO
05/2017 → 08/2017

Camp Ozark

Mt. Ida, AR
05/2018 → 08/2018

Camp Ozark

Mt. Ida, AR
07/2020 → 04/2021

Bank Of America N.A.

Houston, TX
04/2021 → 06/2023

Wells Fargo Clearing Services, Llc

Longview, TX
06/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Longview, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-22

Other Firms