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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| CA | RA | APPROVED | 2020-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Luis Obispo | CA | 04/2020 | Present |
| Greywood Home And Garden | Cayucos | CA | 06/2016 | 06/2017 |
| Cayucos Pharmacy | Cayucos | CA | 10/2019 | 02/2020 |
| Covered Slo | Avila | CA | 10/2019 | 02/2020 |
| Homemaker | Avila Beach | CA | 05/2004 | 04/2020 |
| Bank Of America, N.A. | San Luis Obispo | CA | 07/2020 | Present |
I*131618 For profit or not for profit: For-Profit Organization Name of outside business organization: Covered SLO LLC Investment related: N Address of business: Avila Beach, California 93424 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 1/3/2020 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Covered SLO was a temporary customer service employment LLC for small businesses in the San Luis Obispo CA area. I am the President. The company is no longer operational and the state Registration has gone unpaid as of June 1st 2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
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