Cody Michael Emerson

Employer firm

Peak Financial Planning CRD 317288

$93.0M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Peak Financial Planning

21201 Victory Blvd Suite 215, Canoga Park, CA 91303 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-26
CA	RA	APPROVED	2026-06-06

FL RA
APPROVED

Since 2026-06-26
CA RA
APPROVED

Since 2026-06-06

Branch Locations

21201 Victory Blvd Suite 215, Canoga Park, CA 91303 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peak Financial Planning	Canoga Park	CA	06/2026	Present
First Command Financial Planning, Inc.	Fort Worth	TX	04/2020	07/2020
Pala Casino Spa & Resort	Pala	CA	10/2018	10/2019
Student At Palomar College	San Marcos	CA	10/2019	08/2021
First Command Brokerage Services, Inc	Oceanside	CA	05/2020	08/2021
First Command Advisory Services	Oceanside	CA	07/2020	08/2021
First Command Insurance Services, Inc	Fort Worth	TX	07/2020	07/2021
Fidelity Brokerage Services Llc	Salt Lake City	UT	09/2021	11/2021
Student	Jacksonville	FL	11/2021	10/2023
Ae Wealth Management, Llc	Jacksonville	FL	11/2022	10/2023
Ameriprise Financial Services, Llc	Cranston	RI	10/2023	01/2024
Fidelity Personal And Workplace Advisors Llc	Salt Lake City	UT	10/2021	11/2021
Mdrn Capital, Llc	Jacksonville	FL	06/2024	07/2024
Unemployed	Jacksonville	FL	02/2024	05/2024
United States Marine Corps	Miramar	CA	07/2013	03/2018
Hartzell Engine Technologies	Montgomery	AL	06/2018	07/2018
Palomar College	San Marcos	CA	07/2018	10/2018
Brightplan Llc	San Jose	CA	08/2024	03/2026
Peak Financial Planning	Canoga Park	FL	03/2026	06/2026

06/2026 → Present

Peak Financial Planning

Canoga Park, CA
04/2020 → 07/2020

First Command Financial Planning, Inc.

Fort Worth, TX
10/2018 → 10/2019

Pala Casino Spa & Resort

Pala, CA
10/2019 → 08/2021

Student At Palomar College

San Marcos, CA
05/2020 → 08/2021

First Command Brokerage Services, Inc

Oceanside, CA
07/2020 → 08/2021

First Command Advisory Services

Oceanside, CA
07/2020 → 07/2021

First Command Insurance Services, Inc

Fort Worth, TX
09/2021 → 11/2021

Fidelity Brokerage Services Llc

Salt Lake City, UT
11/2021 → 10/2023

Student

Jacksonville, FL
11/2022 → 10/2023

Ae Wealth Management, Llc

Jacksonville, FL
10/2023 → 01/2024

Ameriprise Financial Services, Llc

Cranston, RI
10/2021 → 11/2021

Fidelity Personal And Workplace Advisors Llc

Salt Lake City, UT
06/2024 → 07/2024

Mdrn Capital, Llc

Jacksonville, FL
02/2024 → 05/2024

Unemployed

Jacksonville, FL
07/2013 → 03/2018

United States Marine Corps

Miramar, CA
06/2018 → 07/2018

Hartzell Engine Technologies

Montgomery, AL
07/2018 → 10/2018

Palomar College

San Marcos, CA
08/2024 → 03/2026

Brightplan Llc

San Jose, CA
03/2026 → 06/2026

Peak Financial Planning

Canoga Park, FL

Previous Registrations

2024-10-09 → 2026-03-06

Brightplan Llc

Jacksonville, FL

San Jose, CA
2023-10-31 → 2024-01-30

Ameriprise Financial Services, Llc

Cranston, RI
2022-11-21 → 2023-10-13

Ae Wealth Management, Llc

Jacksonville, FL

Jacksonville, FL
2021-10-14 → 2021-11-24

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2020-07-28 → 2021-08-04

First Command Advisory Services

Oceanside, CA

Fort Worth, TX

Other Businesses

BrightPlan LLC; Financial Wellness Coach; San Jose CA; Since 08/2024; investment related; (need duties & hours devoted per month/ per month during trading hours)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-22

S66 Uniform Combined State Law Examination

2020-06-22

Designations

Certified Financial Planner

Other Names

Cody Michael Emerson
Cody Emerson
Cody Micheal Emerson

View on SEC IAPD