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Steven Michael Consiglio

Osaic Wealth, Inc.

Raleigh, NC

Raleigh, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-07
NC RA APPROVED 2023-10-19
VA RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2026-07-07
  • NC RA
    APPROVED
    Since 2023-10-19
  • VA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Raleigh, NC • United States

8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Financial Network Richmond VA 12/2003 11/2018
Signator Investors Inc Roanoke VA 12/2004 11/2018
Osaic Wealth, Inc. Henrico VA 11/2018 Present
  • 12/2003 → 11/2018
    John Hancock Financial Network
    Richmond, VA
  • 12/2004 → 11/2018
    Signator Investors Inc
    Roanoke, VA
  • 11/2018 → Present
    Henrico, VA
Previous Registrations
  • 2011-10-06 → 2018-11-02
    Signator Investors, Inc.
    Henrico, VA
    Raleigh, NC
Other Businesses

1. NOBLE STRATEGIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/05/2018 ADDRESS: 3409 Longleaf Estates Drive, Raleigh NC 27616, United States DESCRIPTION: Professional speaker - personal development; Coach 2. ROBBINS RESEARCH INTERNATIONAL POSITION: Trainer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 13 START DATE: 03/08/2016 ADDRESS: 6160 Cornerstone Ct E, San Diego CA 92121, United States DESCRIPTION: leadership role & trainer at various Tony Robbins events 3. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/19/2004 ADDRESS: 8816 Six Forks Road, Suite 301, Raleigh NC 27615, United States DESCRIPTION: Capitol Financial Solutions is the name I use to conduct and market my business. 4. INSURANCE BROKERAGE POSITION: Insurance agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/19/2004 ADDRESS: 8816 Six Forks Road, Suite 301, Raleigh NC 27615, United States DESCRIPTION: solicit life, ltc, disability, and fixed annuity insurance products 5. STEVEN CONSIGLIO POSITION: Landlord NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 3409 Longleaf Estates Drive, Raleigh NC 27616, United States DESCRIPTION: Landlord for my former primary residence that I plan to rent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-22
S63 Uniform Securities Agent State Law Examination 2005-11-10
  • S65 Uniform Investment Adviser Law Examination
    2011-09-22
  • S63 Uniform Securities Agent State Law Examination
    2005-11-10
Other Names
  • Steven Michael Consiglio

View on SEC IAPD

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