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Roberto Valdes-Rodriguez

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-23
  • NY RA
    APPROVED
    Since 2025-12-23

Branch Locations

85 Broad Street 23Rd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital New York NY 03/2020 06/2022
General Electric Schenectady NY 07/2016 03/2020
Arca Investments Los Angeles CA 06/2022 07/2023
Citigroup New York NY 07/2023 11/2025
Oppenheimer New York NY 12/2025 Present
  • 03/2020 → 06/2022
    Barclays Capital
    New York, NY
  • 07/2016 → 03/2020
    General Electric
    Schenectady, NY
  • 06/2022 → 07/2023
    Arca Investments
    Los Angeles, CA
  • 07/2023 → 11/2025
    Citigroup
    New York, NY
  • 12/2025 → Present
    Oppenheimer
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-06-24
  • S63 Uniform Securities Agent State Law Examination
    2020-06-24
Designations
Other Names
  • Robert Jorge Valdes-Rodriguez
  • Robert Jorge Valdes Rodriguez
  • Roberto Jorge Valdes-Rodriguez
  • Robert Valdesrodriguez

View on SEC IAPD

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