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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-06 |
| TX | RA | APPROVED | 2026-04-06 |
Branch Locations
4465 Granite Drive #1016, Rocklin, CA 95677 • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2020 | 04/2026 |
| Lyft Inc | San Francisco | CA | 09/2018 | 04/2020 |
| San Jose Earthquakes Llc | San Jose | CA | 09/2012 | 09/2018 |
| Lpl Financial | Rocklin | CA | 04/2026 | Present |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 04/2026 | Present |
1. 03/2026 - Sierra Apex Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 40 hours per month/ during trading 2. 04/2026 - Non-Variable Insurance - Sierra Apex Wealth Advisors - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 1 hour per month/ during trading 3. 04/07/2026 - Perennial Investment Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 30 hours per month/ during trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-20 |
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