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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-06
TX RA APPROVED 2026-04-06
  • CA RA
    APPROVED
    Since 2026-04-06
  • TX RA
    APPROVED
    Since 2026-04-06

Branch Locations

4465 Granite Drive #1016, Rocklin, CA 95677 • United States

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2020 04/2026
Lyft Inc San Francisco CA 09/2018 04/2020
San Jose Earthquakes Llc San Jose CA 09/2012 09/2018
Lpl Financial Rocklin CA 04/2026 Present
Perennial Investment Advisors, Llc Los Angeles CA 04/2026 Present
  • 04/2020 → 04/2026
    St Louis, MO
  • 09/2018 → 04/2020
    Lyft Inc
    San Francisco, CA
  • 09/2012 → 09/2018
    San Jose Earthquakes Llc
    San Jose, CA
  • 04/2026 → Present
    Lpl Financial
    Rocklin, CA
  • 04/2026 → Present
    Perennial Investment Advisors, Llc
    Los Angeles, CA
Previous Registrations
  • 2020-06-23 → 2026-04-07
    St Louis, MO
    Folsom, CA
    Roseville, CA
    Rocklin, CA
Other Businesses

1. 03/2026 - Sierra Apex Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 40 hours per month/ during trading 2. 04/2026 - Non-Variable Insurance - Sierra Apex Wealth Advisors - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 1 hour per month/ during trading 3. 04/07/2026 - Perennial Investment Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 30 hours per month/ during trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-20
  • S66 Uniform Combined State Law Examination
    2020-06-20
Designations

View on SEC IAPD

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