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Jerome Maurice Gaudry

Hilltop Securities Inc.

New York, NY

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
TX RA APPROVED 2021-06-21
  • NY RA
    APPROVED
    Since 2021-06-21
  • TX RA
    APPROVED
    Since 2021-06-21

Branch Locations

485 Madison Ave. Suite 1800, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc Dallas TX 03/2020 02/2021
Unemployed Larchmont NY 09/2019 02/2020
Natixis New York NY 01/2018 08/2019
Natixis London 11/2004 12/2017
Unemployed Rye NY 02/2021 06/2021
Hilltop Securities Inc. Dallas TX 06/2021 Present
  • 03/2020 → 02/2021
    Dallas, TX
  • 09/2019 → 02/2020
    Unemployed
    Larchmont, NY
  • 01/2018 → 08/2019
    Natixis
    New York, NY
  • 11/2004 → 12/2017
    Natixis
    London
  • 02/2021 → 06/2021
    Unemployed
    Rye, NY
  • 06/2021 → Present
    Dallas, TX
Previous Registrations
Other Businesses

Director of Family Investment Trust held by my children, Owning rental property investments SCI Bolingbroke Castle domiciled in france: 9 rue Berjon, 69009 Lyon, France

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08

View on SEC IAPD

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