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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-04-06 |
Branch Locations
935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Cumberland | RI | 04/2020 | 04/2023 |
| Unemployed/Part Time Self Employed | Boston | MA | 04/2019 | 04/2020 |
| State Street Corporation | Boston | MA | 01/2016 | 04/2019 |
| Royal Alliance Associates, Inc. | Warwick | RI | 04/2023 | Present |
1) Real Estate Ownership; Vacation Condominium that I usually rent weekly whenever I don't need it during summertime; Dennis Port, MA 02639; Not Investment Related; May 2017/ Condominium; North Providence, RI 02911; Investment Related; March 2022. Outside Employment; Freedom Home Care Services; Personal Care Assistant; Wellesley, MA 02481; Not Investment Related; November 2022; 0-9 hours per month; 0 during trading hours. 2) MARENGLEN ELEZI POSITION: owner NATURE: I own two rental properties (Condominiums) that generate monthly income. These properties are mostly managed by my wife Ingrid Elezi and do not involve any clients of my employer or the use of my time during business hours. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 11 Rainbow pond Drive, Apt 7, Walpole MA 02081, United States DESCRIPTION: I own two rental properties (Condominiums) that generate monthly income. These properties are mostly managed by my wife Ingrid Elezi and do not involve any clients of my employer or the use of my time during business hours. 3) INDEPENDENCE FINANCIAL PARTNERS POSITION: Director of Investment Operations NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/10/2023 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: I am responsible for trades, Models, research and investment meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
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