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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-04-06
  • RI RA
    APPROVED
    Since 2023-04-06

Branch Locations

935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Cumberland RI 04/2020 04/2023
Unemployed/Part Time Self Employed Boston MA 04/2019 04/2020
State Street Corporation Boston MA 01/2016 04/2019
Royal Alliance Associates, Inc. Warwick RI 04/2023 Present
  • 04/2020 → 04/2023
    Cumberland, RI
  • 04/2019 → 04/2020
    Unemployed/Part Time Self Employed
    Boston, MA
  • 01/2016 → 04/2019
    State Street Corporation
    Boston, MA
  • 04/2023 → Present
    Royal Alliance Associates, Inc.
    Warwick, RI
Previous Registrations
Other Businesses

1) Real Estate Ownership; Vacation Condominium that I usually rent weekly whenever I don't need it during summertime; Dennis Port, MA 02639; Not Investment Related; May 2017/ Condominium; North Providence, RI 02911; Investment Related; March 2022. Outside Employment; Freedom Home Care Services; Personal Care Assistant; Wellesley, MA 02481; Not Investment Related; November 2022; 0-9 hours per month; 0 during trading hours. 2) MARENGLEN ELEZI POSITION: owner NATURE: I own two rental properties (Condominiums) that generate monthly income. These properties are mostly managed by my wife Ingrid Elezi and do not involve any clients of my employer or the use of my time during business hours. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 11 Rainbow pond Drive, Apt 7, Walpole MA 02081, United States DESCRIPTION: I own two rental properties (Condominiums) that generate monthly income. These properties are mostly managed by my wife Ingrid Elezi and do not involve any clients of my employer or the use of my time during business hours. 3) INDEPENDENCE FINANCIAL PARTNERS POSITION: Director of Investment Operations NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/10/2023 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: I am responsible for trades, Models, research and investment meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Glen Elezi

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