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Callahan Wales

Ameriprise Financial Services, LLC

Mercer Island, WA

Seattle, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-09-05
  • WA RA
    APPROVED
    Since 2023-09-05

Branch Locations

2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc St Joseph MI 03/2020 Present
University Of Michigan Ann Arbor MI 08/2014 12/2018
Gravity Winery Baroda MI 01/2020 08/2020
Gratzi Ann Arbor MI 08/2018 05/2019
Newport Properties Berrien Springs MI 07/2019 12/2019
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    St Joseph, MI
  • 08/2014 → 12/2018
    University Of Michigan
    Ann Arbor, MI
  • 01/2020 → 08/2020
    Gravity Winery
    Baroda, MI
  • 08/2018 → 05/2019
    Gratzi
    Ann Arbor, MI
  • 07/2019 → 12/2019
    Newport Properties
    Berrien Springs, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-26
  • S66 Uniform Combined State Law Examination
    2022-05-26
Other Names
  • Callahan Wales

View on SEC IAPD

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Other Offices

DLK INVESTMENT ADVISORS, LLC · MERCER ISLAND, WA
ACT SECURITIES, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
LPL ENTERPRISE, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
PURE FINANCIAL ADVISORS, LLC · Mercer Island, WA
MUTUAL ADVISORS, LLC · Mercer Island, WA
MEGG INVESTMENT, LLC · MERCER ISLAND, WA

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