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Martha Brooks Thorne

Capital Investment Advisory Services, LLC

Raleigh, NC

Mint Hill, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-11-26
  • NC RA
    APPROVED
    Since 2021-11-26

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

7625 Monogramm Lane, Mint Hill, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investement Group, Inc Charlotte NC 04/2020 07/2021
Mainstreet Collection Charlotte NC 04/2018 04/2020
Macys Charlotte NC 09/2014 04/2018
Capital Investment Group, Inc. Raleigh NC 07/2021 Present
Capital Investment Advisory Services, Llc Raleigh NC 11/2021 Present
  • 04/2020 → 07/2021
    Capital Investement Group, Inc
    Charlotte, NC
  • 04/2018 → 04/2020
    Mainstreet Collection
    Charlotte, NC
  • 09/2014 → 04/2018
    Macys
    Charlotte, NC
  • 07/2021 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
  • 11/2021 → Present
    Capital Investment Advisory Services, Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-23
S63 Uniform Securities Agent State Law Examination 2021-07-27
  • S65 Uniform Investment Adviser Law Examination
    2021-11-23
  • S63 Uniform Securities Agent State Law Examination
    2021-07-27
Other Names
  • Martha Brooks Avant

View on SEC IAPD

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Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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