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Capital Investment Advisory Services, LLC CRD 149124
$2.39B regulatory AUM 217 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-26 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
7625 Monogramm Lane, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investement Group, Inc | Charlotte | NC | 04/2020 | 07/2021 |
| Mainstreet Collection | Charlotte | NC | 04/2018 | 04/2020 |
| Macys | Charlotte | NC | 09/2014 | 04/2018 |
| Capital Investment Group, Inc. | Raleigh | NC | 07/2021 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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