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Francis Riordan Loughran

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
CO RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2021-10-06
  • CO RA
    APPROVED
    Since 2020-12-01

Branch Locations

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incoporated Denver CO 03/2020 Present
Brinker Intl Englewood CO 09/2014 03/2020
Bokf (Formerly Csbt) Denver Tech Centre CO 08/2016 01/2018
Bank Of America, N.A. Denver CO 06/2020 Present
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incoporated
    Denver, CO
  • 09/2014 → 03/2020
    Brinker Intl
    Englewood, CO
  • 08/2016 → 01/2018
    Bokf (Formerly Csbt)
    Denver Tech Centre, CO
  • 06/2020 → Present
    Bank Of America, N.A.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
  • S66 Uniform Combined State Law Examination
    2020-11-28
Other Names
  • Francis Loughran

View on SEC IAPD

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MORGAN STANLEY · Denver, CO
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