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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-26 |
| PA | RA | APPROVED | 2025-02-04 |
| FL | RA | APPROVED | 2024-09-04 |
| NE | RA | APPROVED | 2023-10-17 |
| MA | RA | APPROVED | 2023-04-25 |
| GA | RA | APPROVED | 2023-04-14 |
| CO | RA | APPROVED | 2022-03-30 |
| TX | RA | APPROVED | 2022-03-21 |
| OR | RA | APPROVED | 2022-03-01 |
| NJ | RA | APPROVED | 2022-01-26 |
| WA | RA | APPROVED | 2022-01-25 |
| CA | RA | APPROVED | 2021-08-16 |
| HI | RA | APPROVED | 2021-07-15 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 6 Pillars Marketing | Honolulu | HI | 06/2019 | 01/2020 |
| Hi Smile Orthodontics | Honolulu | HI | 11/2018 | 09/2019 |
| Unemployed | Honolulu | HI | 06/2018 | 10/2018 |
| Claremont Mckenna College | Claremont | CA | 08/2014 | 05/2018 |
| Guardian Life Insurance Company | Honolulu | HI | 01/2020 | Present |
| Park Avenue Securities | Honolulu | HI | 06/2021 | Present |
1. Rotary Club of East Honolulu - Public Relations Director, Start Date: 7/1/2025, Address: 4348 Waialae Avenue #682, Honolulu, HI 96816, 10 hours/month, 4 hours during trading, Not investment related, No compensation. 2. Na Wahine Pa'ani o Punahou - Board of Directors Vice President participating in monthly board meetings regarding fundraising and volunteer events, Start Date: 10/05/2020, Address: 1601 Punahou Street, Honolulu, HI 96822 1 hour /month, no hours during trading, Not investment related, No compensation. 3. Organization of Women Leaders Hawaii-Secretary, Nature of Business: Women's Organization, , Start date: 01/01/2026, Address: 1451 Queen Emma St, Honolulu, HI 96813), Duties: take board meeting minutes, 2 total hours per month; 1.5 during securities trading hours, Not investment related, 4) Insurance Outside of Guardian, Start Date: 7/31/2025, Address: 500 Ala Moana Blvd. Waterfront Plaza Building 3, Suite 400 Honolulu, HI 96813, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-28 |
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