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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-18
  • SC RA
    APPROVED
    Since 2025-07-18

Branch Locations

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

148 Sea Island Pkwy, Beaufort, SC 29907 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Painting And Decorating Locust Grove GA 10/2019 03/2020
A And B Cleaning Locust Grove GA 07/2019 10/2019
Ihop Locust Grove GA 01/2017 05/2017
Eric Porter Atlanta GA 09/2020 06/2025
Sabina Khoja Atlanta GA 09/2020 06/2021
Basket Savings Arlington VA 06/2017 06/2019
New Acquisitions Atlanta GA 05/2017 06/2017
Sticky Cactus Mexican Grill Mcdonough GA 09/2016 12/2016
Northwestern Mutual Investment Services Llc Atlanta GA 07/2020 11/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2020 09/2020
Cutco Atlanta GA 11/2021 05/2022
Northwestern Mutual Investment Services Llc Atlanta GA 04/2023 06/2025
Northwestern Mutual Investment Services Llc Atlanta GA 01/2021 05/2021
Jordan Thompson Atlanta GA 05/2022 01/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2023 06/2025
Zaccheaus Bennett Atlanta GA 11/2023 12/2023
Andrew Runnion Atlanta GA 09/2023 06/2025
Frank Conner Atlanta GA 09/2023 06/2025
Joshua Eisenberg Atlanta GA 09/2023 06/2025
Wells Fargo Clearing Services, Llc Beaufort SC 06/2025 Present
Wells Fargo Bank, Na Beaufort SC 06/2025 Present
James Kyle Brooker Atlanta GA 04/2024 06/2025
  • 10/2019 → 03/2020
    Cambridge Painting And Decorating
    Locust Grove, GA
  • 07/2019 → 10/2019
    A And B Cleaning
    Locust Grove, GA
  • 01/2017 → 05/2017
    Ihop
    Locust Grove, GA
  • 09/2020 → 06/2025
    Eric Porter
    Atlanta, GA
  • 09/2020 → 06/2021
    Sabina Khoja
    Atlanta, GA
  • 06/2017 → 06/2019
    Basket Savings
    Arlington, VA
  • 05/2017 → 06/2017
    New Acquisitions
    Atlanta, GA
  • 09/2016 → 12/2016
    Sticky Cactus Mexican Grill
    Mcdonough, GA
  • 07/2020 → 11/2020
    Northwestern Mutual Investment Services Llc
    Atlanta, GA
  • 04/2020 → 09/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2021 → 05/2022
    Cutco
    Atlanta, GA
  • 04/2023 → 06/2025
    Northwestern Mutual Investment Services Llc
    Atlanta, GA
  • 01/2021 → 05/2021
    Northwestern Mutual Investment Services Llc
    Atlanta, GA
  • 05/2022 → 01/2023
    Jordan Thompson
    Atlanta, GA
  • 11/2023 → 06/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2023 → 12/2023
    Zaccheaus Bennett
    Atlanta, GA
  • 09/2023 → 06/2025
    Andrew Runnion
    Atlanta, GA
  • 09/2023 → 06/2025
    Frank Conner
    Atlanta, GA
  • 09/2023 → 06/2025
    Joshua Eisenberg
    Atlanta, GA
  • 06/2025 → Present
    Beaufort, SC
  • 06/2025 → Present
    Wells Fargo Bank, Na
    Beaufort, SC
  • 04/2024 → 06/2025
    James Kyle Brooker
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
S63 Uniform Securities Agent State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2025-07-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-25
Other Names
  • Brittney Stephens
  • Brittney Stephens

View on SEC IAPD

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