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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-18 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
148 Sea Island Pkwy, Beaufort, SC 29907 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Painting And Decorating | Locust Grove | GA | 10/2019 | 03/2020 |
| A And B Cleaning | Locust Grove | GA | 07/2019 | 10/2019 |
| Ihop | Locust Grove | GA | 01/2017 | 05/2017 |
| Eric Porter | Atlanta | GA | 09/2020 | 06/2025 |
| Sabina Khoja | Atlanta | GA | 09/2020 | 06/2021 |
| Basket Savings | Arlington | VA | 06/2017 | 06/2019 |
| New Acquisitions | Atlanta | GA | 05/2017 | 06/2017 |
| Sticky Cactus Mexican Grill | Mcdonough | GA | 09/2016 | 12/2016 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 07/2020 | 11/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2020 | 09/2020 |
| Cutco | Atlanta | GA | 11/2021 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 04/2023 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 01/2021 | 05/2021 |
| Jordan Thompson | Atlanta | GA | 05/2022 | 01/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2023 | 06/2025 |
| Zaccheaus Bennett | Atlanta | GA | 11/2023 | 12/2023 |
| Andrew Runnion | Atlanta | GA | 09/2023 | 06/2025 |
| Frank Conner | Atlanta | GA | 09/2023 | 06/2025 |
| Joshua Eisenberg | Atlanta | GA | 09/2023 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Beaufort | SC | 06/2025 | Present |
| Wells Fargo Bank, Na | Beaufort | SC | 06/2025 | Present |
| James Kyle Brooker | Atlanta | GA | 04/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-25 |
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