Joshua Patrick Brien

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Janney Montgomery Scott Llc
  Philadelphia, PA

Previous Registrations

• 2007-07-26 → 2013-02-13
  Ubs Financial Services Inc.
  Raleigh, NC

Other Businesses

BSA Trop 215, Raleigh, NC. Committee Member (05/2024) for the Troop and may attend an occasional camping trip with the Troop. Not compensated, not investment related, 1 hour/month.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-24

Other Names

• Joshua Brien