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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-28 |
| MO | RA | APPROVED | 2023-02-27 |
Branch Locations
1435 N Mount Auburn Rd Ste 200, Cape Girardeau, MO 63703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2020 | 02/2023 |
| Charter Communications | St Louis | MO | 10/2006 | 03/2020 |
| Principal Securities Inc | Cape Girardeau | MO | 02/2023 | Present |
| Principal Life Insurance Co | Cape Girardeau | MO | 02/2023 | Present |
OUTSIDE INSURANCE SALES POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/03/2023 ADDRESS: 1435 N Mount Auburn Rd Suite 200, Cape Girardeau MO 63703, United States DESCRIPTION: Solicitation, sales & service of Individual and Group Life, DI, LTC, Fixed Annuities, P&C & health insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-29 |
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