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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-09
  • TX RA
    APPROVED
    Since 2020-07-09

Branch Locations

500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company Abilene TX 03/2020 Present
Western Valuation And Consulting Abilene TX 07/2016 03/2020
  • 03/2020 → Present
    Stifel, Nicolaus & Company
    Abilene, TX
  • 07/2016 → 03/2020
    Western Valuation And Consulting
    Abilene, TX
Other Businesses

1. Abilene YoungLife Golf Committee; 1250B Petroleum Dr Abilene TX 79602; Member of Golf Committee; Help with the planning, setting up, and fundraising for the annual Abilene YoungLife Golf tournament; 1/2/2023; not during securities trading hours; Not Inv Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-25
  • S66 Uniform Combined State Law Examination
    2020-06-25

View on SEC IAPD

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