Best Investors Account Sign in

Jeremy Martin

Rbc Capital Markets, LLC

Williamsville, NY

Lewiston, NY

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-28
NY RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-28
  • NY RA
    APPROVED
    Since 2024-02-16

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Lewiston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2020 06/2020
Five-Star Bank Williamsville NY 06/2019 08/2019
Niagara County Community College Sanborn NY 08/2015 05/2017
Suny Geneseo Geneseo NY 08/2017 12/2019
Unemployed Lewiston NY 01/2020 02/2020
Equitable Advisors, Llc New York NY 03/2020 06/2023
Hsbc Bank Usa, N.A. Depew NY 09/2023 01/2024
Hsbc Securities (Usa) Inc. Depew NY 09/2023 01/2024
Rbc Capital Markets, Llc Buffalo NY 01/2024 Present
  • 03/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2019 → 08/2019
    Five-Star Bank
    Williamsville, NY
  • 08/2015 → 05/2017
    Niagara County Community College
    Sanborn, NY
  • 08/2017 → 12/2019
    Suny Geneseo
    Geneseo, NY
  • 01/2020 → 02/2020
    Unemployed
    Lewiston, NY
  • 03/2020 → 06/2023
    Equitable Advisors, Llc
    New York, NY
  • 09/2023 → 01/2024
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 09/2023 → 01/2024
    Hsbc Securities (Usa) Inc.
    Depew, NY
  • 01/2024 → Present
    Rbc Capital Markets, Llc
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2020-06-19
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2020-06-19

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RABENOLD ADVISORS, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC
MORGAN STANLEY

Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor