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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-03-06
  • IA RA
    APPROVED
    Since 2023-03-06

Branch Locations

3240 Hubbell Ave., Des Moines, IA 50317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Altoona IA 05/2020 08/2022
Primerica Financial Services Altoona IA 07/2019 08/2022
United States Postal Service Urbandale IA 12/2018 03/2019
Crossfit 327 Pleasant Hill IA 01/2013 Present
Des Moines Public School District Des Moines IA 01/2016 03/2018
Southeast Polk Csd Pleasant Hill IA 08/2015 08/2017
Simpson College Indianola IA 08/2015 08/2017
The Respite Connection Urbandale IA 06/2008 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2023 Present
  • 05/2020 → 08/2022
    Pfs Investments Inc.
    Altoona, IA
  • 07/2019 → 08/2022
    Primerica Financial Services
    Altoona, IA
  • 12/2018 → 03/2019
    United States Postal Service
    Urbandale, IA
  • 01/2013 → Present
    Crossfit 327
    Pleasant Hill, IA
  • 01/2016 → 03/2018
    Des Moines Public School District
    Des Moines, IA
  • 08/2015 → 08/2017
    Southeast Polk Csd
    Pleasant Hill, IA
  • 08/2015 → 08/2017
    Simpson College
    Indianola, IA
  • 06/2008 → Present
    The Respite Connection
    Urbandale, IA
  • 08/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2023 → Present
    Fairfield, IA
Other Businesses

1) REFINED WEALTH SOLUTIONS LLC, 2710 1st Ave S Unit 102, Altoona IA 50009, 10/2024, Owner, Owner/Partner of a Business Entity, NIR, 160 HR/MO, 160 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/2023 3) ROGERS AUTOMATED ENTRANCES, Altoona IA 50009, 04/2025, AGENT, NIR, 0 HR/MO - 0 HR/MO TRADING. 4) IOWA STORM, 2710 1st Ave S Unit 102, Altoona, IA 50009, United States, START DATE 09/2025, Founder, Sport/Fitness/Gaming, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-03
S63 Uniform Securities Agent State Law Examination 2020-06-03
  • S65 Uniform Investment Adviser Law Examination
    2023-03-03
  • S63 Uniform Securities Agent State Law Examination
    2020-06-03
Other Names
  • Ashley Renee Rogers

View on SEC IAPD

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