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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-03-12
NV RA APPROVED 2017-09-14
TX RA APPROVED 2017-08-31
  • VI RA
    APPROVED
    Since 2025-03-12
  • NV RA
    APPROVED
    Since 2017-09-14
  • TX RA
    APPROVED
    Since 2017-08-31

Branch Locations

10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 12/2007 08/2017
Rbc Capital Markets, Llc Las Vegas NV 08/2017 Present
Previous Registrations
Other Businesses

1) Name of Business: Scouting of America Troop 312 Business Description: Assistant Leader for sons troop Business is investment-related: (yes or no) Address: Capacity: Treasurer, Committee/Council Member (not associated with the Board of Directors) Start Date: 08/12/19 Duties: Balance records with committee chair, distribute payments as approved by board Hours devoted per month: 0 Hours devoted during securities hours per month: 0 2) NAME OF ENTITY: Las Vegas Area Council, Inc., Boy Scouts of America ADDRESS: 7220 Paradise Rd, Las Vegas, NE 89119 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.24 CAPACITY: Committee/Council Member DUTIES: Over-see district volunteers and report District news/ updates/ progress at board meetings HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: The Emergent Group ADDRESS: 6605 Grand Montecito Pkwy, Las Vegas, Nevada, 89149 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Feb 02, 2026 CAPACITY: Other DUTIES: One-time White Glove liaison to NFL team family during SuperBowl - VIP escort to events. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-09
  • S66 Uniform Combined State Law Examination
    2009-12-09
Other Names
  • Laura Nicole Cunningham
  • Laura Nicole Moulin
  • Laura Nicole Cunningham
  • Laura Moulin

View on SEC IAPD

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