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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-03-12 |
| NV | RA | APPROVED | 2017-09-14 |
| TX | RA | APPROVED | 2017-08-31 |
Branch Locations
10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 12/2007 | 08/2017 |
| Rbc Capital Markets, Llc | Las Vegas | NV | 08/2017 | Present |
1) Name of Business: Scouting of America Troop 312 Business Description: Assistant Leader for sons troop Business is investment-related: (yes or no) Address: Capacity: Treasurer, Committee/Council Member (not associated with the Board of Directors) Start Date: 08/12/19 Duties: Balance records with committee chair, distribute payments as approved by board Hours devoted per month: 0 Hours devoted during securities hours per month: 0 2) NAME OF ENTITY: Las Vegas Area Council, Inc., Boy Scouts of America ADDRESS: 7220 Paradise Rd, Las Vegas, NE 89119 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.24 CAPACITY: Committee/Council Member DUTIES: Over-see district volunteers and report District news/ updates/ progress at board meetings HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: The Emergent Group ADDRESS: 6605 Grand Montecito Pkwy, Las Vegas, Nevada, 89149 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Feb 02, 2026 CAPACITY: Other DUTIES: One-time White Glove liaison to NFL team family during SuperBowl - VIP escort to events. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-09 |
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