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Jiaxin Yin

Neuberger Berman Bd LLC

New York, NY

Long Island City, NY

CRD 7238568

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
NJ RA APPROVED 2021-01-06
  • NY RA
    APPROVED
    Since 2021-03-29
  • NJ RA
    APPROVED
    Since 2021-01-06

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Long Island City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 03/2020 Present
Unemployment New York NY 01/2020 02/2020
Cornell University New York NY 09/2019 12/2019
Exoduspoint Capital Management New York NY 06/2019 08/2019
Cornell University Ithaca NY 08/2018 05/2019
Wuhan University Wuhan 09/2014 07/2018
Huatai Securities Shenzhen, Guangdong 01/2018 06/2018
Morgan Stanley Capital International Beijing 09/2017 10/2017
  • 03/2020 → Present
    Neuberger Berman
    New York, NY
  • 01/2020 → 02/2020
    Unemployment
    New York, NY
  • 09/2019 → 12/2019
    Cornell University
    New York, NY
  • 06/2019 → 08/2019
    Exoduspoint Capital Management
    New York, NY
  • 08/2018 → 05/2019
    Cornell University
    Ithaca, NY
  • 09/2014 → 07/2018
    Wuhan University
    Wuhan
  • 01/2018 → 06/2018
    Huatai Securities
    Shenzhen, Guangdong
  • 09/2017 → 10/2017
    Morgan Stanley Capital International
    Beijing
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28
Other Names
  • Vicky Yin

View on SEC IAPD

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