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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-11-05
  • WI RA
    APPROVED
    Since 2020-11-05

Branch Locations

2012A 10Th St S (Bn), Wisconsin Rapids, WI 54494 • United States

Wisconsin Rapids, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uw - Madison Madison WI 08/2016 05/2017
Sand Valley Golf Resort Nekoosa WI 05/2017 08/2017
Uw - Madison Madison WI 08/2017 05/2018
Door County Medical Center Sturgeon Bay WI 05/2018 08/2018
Uw - Madison Madison WI 08/2018 05/2019
Filbrandt Wealth Management Middleton WI 03/2019 10/2020
Ameriprise Financial Services, Llc Plover WI 10/2020 Present
  • 08/2016 → 05/2017
    Uw - Madison
    Madison, WI
  • 05/2017 → 08/2017
    Sand Valley Golf Resort
    Nekoosa, WI
  • 08/2017 → 05/2018
    Uw - Madison
    Madison, WI
  • 05/2018 → 08/2018
    Door County Medical Center
    Sturgeon Bay, WI
  • 08/2018 → 05/2019
    Uw - Madison
    Madison, WI
  • 03/2019 → 10/2020
    Filbrandt Wealth Management
    Middleton, WI
  • 10/2020 → Present
    Plover, WI
Previous Registrations
  • 2020-07-16 → 2020-10-16
    Filbrandt Wealth Management, Llc
    Middleton, WI
Other Businesses

Independent Insurance Brokering; Aspirus; 07/09/2021; / Security Health Plan; 07/09/2021; . Board of Directors; Boys and Girls club of Wisconsin Rapids Area; Board Member; 501 West Grand Ave, , Wisconsin Rapids, WI, 54495; Not Investment-Related; 02/12/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; BA Superstructure, LLC; Employee; Manage advisory business; 2012a 10th St S, , Wisconsin Rapids, WI, 54494; Investment-Related; 10/22/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-17
S65 Uniform Investment Adviser Law Examination 2020-07-16
  • S63 Uniform Securities Agent State Law Examination
    2020-12-17
  • S65 Uniform Investment Adviser Law Examination
    2020-07-16

View on SEC IAPD

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